Open Compliance And Ethics Group Inc
- Assets
- $3.1m
- Revenue
- $2.3m
- Investments
- $0.0
- Employees
- 4
- Location
- Phoenix, AZ
- Founding
- 07/2004
- Data as of
- 12/2021
- EIN
- 59-3771849
Organization Overview
Open Compliance And Ethics Group Inc, operating under the name Oceg, is located in Phoenix, AZ. The organization was established in 2004. According to its NTEE Classification (B05) the organization is classified as: Research Institutes & Public Policy Analysis, under the broad grouping of Education and related organizations. As of 12/2021, Oceg employed 4 individuals. This organization is an independent organization and not affiliated with a larger national or regional group of organizations. Oceg is a 501(c)(3) and as such, is described as a "Charitable or Religous organization or a private foundation" by the IRS.
For the year ending 12/2021, Oceg generated $2.3m in total revenue. This organization has experienced exceptional growth, as over the past 7 years, it has increased revenue by an average of 13.5% each year . All expenses for the organization totaled $1.4m during the year ending 12/2021. While expenses have increased by 3.2% per year over the past 7 years. They've been increasing with an increasing level of total revenue. You can explore the organizations financials more deeply in the financial statements section below.
Form
990T
Mission & Program ActivityExcerpts From the 990T Filing
TAX YEAR
2021
Describe the Organization's Mission:
Part 3 - Line 1
OCEG IS A NONPROFIT ORGANIZATION THAT UNIQUELY HELPS ORGANIZATIONS DRIVE PRINCIPLED PERFORMANCE BY ENHANCING CULTURE AND INTEGRATING GOVERNANCE, RISK AND COMPLIANCE.
Describe the Organization's Program Activity:
OCEG DEVELOPED ADDITIONAL INSTALLMENTS IN OUR ONGOING GRC ILLUSTRATED SERIES OF INFOGRAPHICS, AND THE ONGOING GRC ILLUSTRATED SERIES OF INFOGRAPHICS, AND IN OUR GRC PLAYBOOK SERIES OF GUIDES. ALL NEW CONTENT REMAINS AVAILABLE FOR DOWNLOAD BY ANYONE FOR FREE FOR A NUMBER OF WEEKS AND THEREAFTER IS AVAILABLE TO ALL OCEG MEMBERS WITH AN ALL ACCESS PASS.OCEG WORKED ON DEVELOPMENT OF THE POLICY MANAGEMENT CAPABILITY MODEL AND ESTABLISHED AN EXPERT REVIEW PANEL FOR THE PROJECT. IN CONJUNCTION WITH THIS PROJECT, WE COMPLETED A TEN PART ILLUSTRATED SERIES ON POLICY MANAGEMENT AND BEGAN DEVELOPMENT OF A VIDEO TRAINING COURSE AND CERTIFICATION (CERTIFIED POLICY MANAGEMENT PRO) FOR INDIVIDUALS IN THE FIELD. THIS PROGRAM WAS TARGETED FOR A FORMAL LAUNCH IN Q1 OF 2021.
OCEG CONDUCTED THE GRC MATURITY SURVEY THAT WE UNDERTAKE EVERY FEW YEARS, ALLOWING FOR COMPARISON OF FINDINGS OVER TIME. MORE THAN 1,100 INDIVIDUALS PARTICIPATED IN THE RESEARCH. THE RESULTS OF THE SURVEY WERE PRESENTED IN A WEBINAR, FREE FOR ANYONE TO ATTEND, AND THE REPORT DOCUMENT WAS ALSO MADE AVAILABLE FOR FREE FOR ANYONE TO DOWNLOAD. OCEG ALSO CONDUCTED RESEARCH IN 2020 ON CRISIS READINESS PLANNING, IN WHICH MORE THAN 800 RESPONDENTS PARTICIPATED. THIS SURVEY ADDRESSED WHETHER AND HOW ORGANIZATIONS WERE PLANNING TO ADDRESS CRISES THAT MIGHT DISRUPT THEIR BUSINESS OPERATIONS. THE RESULTS OF THE SURVEY WERE PRESENTED IN A WEBINAR FREE FOR ANYONE TO ATTEND AND THE REPORT DOCUMENT WAS ALSO MADE AVAILABLE FOR FREE DOWNLOAD.
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Board, Officers & Key Employees
| Name (title) | Role | Hours | Compensation |
|---|---|---|---|
Carole Switzer President | Officer | 40 | $181,977 |
Scott Mitchell Director / Chair | OfficerTrustee | 40 | $181,936 |
Stephane Legay Director / Cio | Trustee | 40 | $137,008 |
Jon Mccormick Director | Trustee | 0.25 | $0 |
Financial Statements
| Statement of Revenue | |
|---|---|
| Federated campaigns | $0 |
| Membership dues | $0 |
| Fundraising events | $0 |
| Related organizations | $0 |
| Government grants | $0 |
| All other contributions, gifts, grants, and similar amounts not included above | $1,577,125 |
| Noncash contributions included in lines 1a–1f | $0 |
| Total Revenue from Contributions, Gifts, Grants & Similar | $1,577,125 |
| Total Program Service Revenue | $673,972 |
| Investment income | $594 |
| Tax Exempt Bond Proceeds | $0 |
| Royalties | $0 |
| Net Rental Income | -$2,039 |
| Net Gain/Loss on Asset Sales | $0 |
| Net Income from Fundraising Events | $0 |
| Net Income from Gaming Activities | $0 |
| Net Income from Sales of Inventory | $0 |
| Miscellaneous Revenue | $0 |
| Total Revenue | $2,253,577 |
| Statement of Expenses | |
|---|---|
| Grants and other assistance to domestic organizations and domestic governments. | $0 |
| Grants and other assistance to domestic individuals. | $0 |
| Grants and other assistance to Foreign Orgs/Individuals | $0 |
| Benefits paid to or for members | $0 |
| Compensation of current officers, directors, key employees. | $612,310 |
| Compensation of current officers, directors, key employees. | $21,423 |
| Compensation to disqualified persons | $0 |
| Other salaries and wages | $94,500 |
| Pension plan accruals and contributions | $3,780 |
| Other employee benefits | $5,321 |
| Payroll taxes | $40,587 |
| Fees for services: Management | $0 |
| Fees for services: Legal | $6,082 |
| Fees for services: Accounting | $8,456 |
| Fees for services: Lobbying | $0 |
| Fees for services: Fundraising | $0 |
| Fees for services: Investment Management | $0 |
| Fees for services: Other | $203,368 |
| Advertising and promotion | $8,805 |
| Office expenses | $48,386 |
| Information technology | $165,389 |
| Royalties | $0 |
| Occupancy | $25,078 |
| Travel | $29,800 |
| Payments of travel or entertainment expenses for any federal, state, or local public officials | $0 |
| Conferences, conventions, and meetings | $0 |
| Interest | $756 |
| Payments to affiliates | $0 |
| Depreciation, depletion, and amortization | $0 |
| Insurance | $4,347 |
| All other expenses | $1,023 |
| Total functional expenses | $1,368,187 |
| Balance Sheet | |
|---|---|
| Cash—non-interest-bearing | $1,683,996 |
| Savings and temporary cash investments | $1,416,035 |
| Pledges and grants receivable | $0 |
| Accounts receivable, net | $0 |
| Loans from Officers, Directors, or Controlling Persons | $0 |
| Loans from Disqualified Persons | $0 |
| Notes and loans receivable | $0 |
| Inventories for sale or use | $0 |
| Prepaid expenses and deferred charges | $0 |
| Net Land, buildings, and equipment | $0 |
| Investments—publicly traded securities | $0 |
| Investments—other securities | $0 |
| Investments—program-related | $0 |
| Intangible assets | $0 |
| Other assets | $1,042 |
| Total assets | $3,101,073 |
| Accounts payable and accrued expenses | $5,895 |
| Grants payable | $0 |
| Deferred revenue | $0 |
| Tax-exempt bond liabilities | $0 |
| Escrow or custodial account liability | $0 |
| Loans and other payables to any current Officer, Director, or Controlling Person | $0 |
| Secured mortgages and notes payable | $0 |
| Unsecured mortgages and notes payable | $0 |
| Other liabilities | $0 |
| Total liabilities | $5,895 |
| Net assets without donor restrictions | $0 |
| Net assets with donor restrictions | $0 |
| Capital stock or trust principal, or current funds | $0 |
| Paid-in or capital surplus, or land, building, or equipment fund | $0 |
| Retained earnings, endowment, accumulated income, or other funds | $0 |
| Total liabilities and net assets/fund balances | $3,101,073 |
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